| Frederick M. Cole | Chief Executive Officer |
| Katherine Davidson | Chief Operating Officer |
| Lloyd Watts | Chief Financial Officer |
| Wood D. Mutal | Chief Investment Officer |
| Steven K. Walker | Head of Banking |
| Thomson Mullen | Head of Private Banking |
| Kelly Henderson | VP, Private Banking, Senior Wealth Advisor |
| Bradley K. Baker-Munch | Head of Privacy Compliance |
| Griffiths Wilson | Head of Foreign Operations |
| Payne G. Giger | VP, Foreign Operations, Swiss |
| Morgan Morris | Chairman - AFH Independent Financial Advisers |
| Scott B. Pedro | Managing Director - AFH Offshore |
| Robert L. Watson | Managing Director - AFH Loans |
